Clearing Firm

We have teamed up with our industry's leading clearing firms to provide our Representatives with more choices of products, technology and money management platforms. Through our two clearing platforms, Kaiser and Company offers trading in equities, options, and broad selection of fixed income inventory.

Pershing LLC

Pershing LLC is widely regarded as the leading provider of comprehensive brokerage execution, clearance, data processing and investment products and services to financial organizations worldwide. Pershing LLC works behind the scenes to provide the people, services and technologies that help make successful investments possible.

National Financial Services LLC

National Financial (member NYSE, SIPC) provides broker/dealers, ranging from institutional and full-service firms to independent contractors, banks and discount brokers, with leading-edge clearing and execution products and integrated productivity tools to help enhance firm profitability, drive business growth and forge deeper customer relationships.

As technology leaders in the financial services industry, both Pershing LLC and National Financial provides free online account access to current positions so that clients can monitor their activity in their accounts and be assured that their trading needs are being met with quality executions. In addition, client and investment professionals can access market quotes and the latest events in industry news.